Click on your entity type below to instantly view all applicable statutory compliance deadlines.
Under the Companies Act, 2013. Applicable to all Private Limited Companies.
| # | Section / Rule | Compliance | Mode | Form | Timeline | Periodicity | Applicable |
|---|---|---|---|---|---|---|---|
| 1 | Sec 12 | Registered Office Verification | MCA Filing | INC-22 | Within 30 days of incorporation | Event-based | |
| 2 | Sec 10A | Commencement of Business Declaration | MCA Filing | INC-20A | Within 180 days of incorporation | One-time | |
| 3 | Sec 139 | Appointment of First Auditor | MCA Filing | ADT-1 | Within 30 days of Date of Incorporation | Event-based | |
| 4 | Sec 152 | Appointment of Director | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 5 | Sec 161 | Additional Director Appointment | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 6 | Sec 170 r/w Rule 8 | Change in Designation (e.g. Director to MD / WTD / CEO) | MCA Filing | DIR-12 | Within 30 days of change | Event-based | |
| 7 | Sec 196 / 203 | Appointment of KMP (MD / CEO / WTD + CS + CFO) | MCA Filing | DIR-12 + MR-1 | DIR-12: within 30 days MR-1: within 60 days |
Event-based | |
| 8 | Sec 168 / 203 | Resignation of Director / MD / WTD / KMP | MCA Filing | DIR-12 | Within 30 days of resignation | Event-based | |
| 9 | Sec 164 | Disqualification of Director | MCA Filing | DIR-9 | Within 30 days of occurrence | Event-based | |
| 10 | Sec 170 | Register of Directors — Maintenance & Update | Internal | Register | Immediate update on any change | Continuous | |
| 11 | Sec 39 | Allotment of Shares | MCA Filing | PAS-3 | Within 30 days of allotment | Event-based | |
| 12 | Sec 42 | Private Placement of Securities | MCA Filing | PAS-4, PAS-5, PAS-3 | PAS-3 within 15 days of allotment | Event-based | |
| 13 | Sec 62 | Rights Issue | MCA Filing | PAS-3 | Within 30 days of allotment | Event-based | |
| 14 | Sec 66 | Reduction of Share Capital | NCLT + MCA | INC-28 | Within 30 days of order | Event-based | |
| 15 | Sec 77 | Creation of Charge | MCA Filing | CHG-1 | Within 30 days of creation | Event-based | |
| 16 | Sec 78 | Charge Registration by Holder | MCA Filing | CHG-1 | Within 30 days | Event-based | |
| 17 | Sec 82 | Satisfaction of Charge | MCA Filing | CHG-4 | Within 30 days of satisfaction | Event-based | |
| 18 | Sec 92 | Annual Return | MCA Filing | MGT-7 / MGT-7A | Within 60 days of AGM | Annual | |
| 19 | Sec 137 | Filing of Financial Statements | MCA Filing | AOC-4 | Within 30 days of AGM | Annual | |
| 20 | Sec 134 | Board Report | MCA Filing | Part of AOC-4 | Filed along with financial statements | Annual | |
| 21 | Sec 184 | MBP-1 — Director's Disclosure of Interest | Internal | Declaration | At first Board Meeting of each financial year | Annual | |
| 22 | Sec 173 | Board Meetings — Conduct | Internal | Minutes | Minimum 4 meetings per year; gap not exceeding 120 days | Periodic | |
| 23 | Sec 117 | Filing of Resolutions with Registrar | MCA Filing | MGT-14 | Within 30 days of passing resolution | Event-based | |
| 24 | Sec 13 | Change in Memorandum of Association (MOA) | MCA Filing | MGT-14 | Within 30 days of alteration | Event-based | |
| 25 | Sec 14 | Change in Articles of Association (AOA) | MCA Filing | MGT-14 | Within 30 days of alteration | Event-based | |
| 26 | Sec 12 | Change in Registered Office | MCA Filing | INC-22 | Within 30 days of change | Event-based | |
| 27 | Sec 18 | Conversion of Company | MCA Filing | INC-27 | Within 15 days of conversion | Event-based | |
| 28 | Sec 139 | Appointment of Auditor (subsequent) | MCA Filing | ADT-1 | Within 15 days of AGM | Event-based | |
| 29 | Sec 140 | Resignation of Auditor | MCA Filing | ADT-3 | Within 30 days of resignation | Event-based | |
| 30 | Sec 90 | Significant Beneficial Owner (SBO) Declaration | MCA Filing | BEN-2 | Within 30 days of receipt of declaration | Event-based | |
| 31 | Sec 179 | Board Resolutions — Borrowings, etc. | MCA Filing | MGT-14 | Within 30 days of passing resolution | Event-based | |
| 32 | Sec 455 | Application for Dormant Status | MCA Filing | MSC-1 | As applicable | Event-based |
Under the Companies Act, 2013. Applicable to all Public Limited Companies.
| # | Section / Rule | Compliance | Mode | Form | Timeline | Periodicity | Applicable |
|---|---|---|---|---|---|---|---|
| 1 | Sec 12 | Registered Office Verification | MCA Filing | INC-22 | Within 30 days of incorporation | Event-based | |
| 2 | Sec 10A | Commencement of Business Declaration | MCA Filing | INC-20A | Within 180 days of incorporation | One-time | |
| 3 | Sec 139 | Appointment of First Auditor | MCA Filing | ADT-1 | Within 30 days of Date of Incorporation | Event-based | |
| 4 | Sec 152 | Appointment of Director | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 5 | Sec 161 | Additional Director Appointment | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 6 | Sec 170 r/w Rule 8 | Change in Designation (e.g. Director to MD / WTD / CEO) | MCA Filing | DIR-12 | Within 30 days of change | Event-based | |
| 7 | Sec 196 / 203 | Appointment of KMP — MD / CEO / WTD + CS + CFO (Mandatory) | MCA Filing | DIR-12 + MR-1 | DIR-12: within 30 days MR-1: within 60 days |
Event-based | |
| 8 | Sec 168 / 203 | Resignation of Director / MD / WTD / KMP | MCA Filing | DIR-12 | Within 30 days of resignation | Event-based | |
| 9 | Sec 203(4) | Filling Vacancy of KMP | MCA Filing | DIR-12 | Within 6 months of vacancy | Event-based | |
| 10 | Sec 164 | Disqualification of Director | MCA Filing | DIR-9 | Within 30 days of occurrence | Event-based | |
| 11 | Sec 170 | Register of Directors — Maintenance & Update | Internal | Register | Immediate update on any change | Continuous | |
| 12 | Sec 149 | Appointment of Independent Director | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 13 | Sec 149(4) | Minimum 1/3rd Independent Directors on Board | Internal + Disclosure | NA | Continuous compliance | Continuous | |
| 14 | Sec 149 | Woman Director (Listed / Prescribed Class) | MCA Filing | DIR-12 | Within 30 days of appointment | Event-based | |
| 15 | Sec 165 | Limit on Directorships | Internal | Declaration | Immediate upon appointment | Continuous | |
| 16 | Sec 177 | Audit Committee — Constitution & Functioning | Internal | NA | Continuous compliance | Continuous | |
| 17 | Sec 178 | Nomination & Remuneration Committee | Internal | NA | Continuous compliance | Continuous | |
| 18 | Sec 178 | Stakeholders Relationship Committee | Internal | NA | Continuous compliance | Continuous | |
| 19 | Sec 39 | Allotment of Shares | MCA Filing | PAS-3 | Within 30 days of allotment | Event-based | |
| 20 | Sec 42 | Private Placement of Securities | MCA Filing | PAS-4, PAS-5, PAS-3 | PAS-3 within 15 days of allotment | Event-based | |
| 21 | Sec 62 | Rights Issue | MCA Filing | PAS-3 | Within 30 days of allotment | Event-based | |
| 22 | Sec 62 | Preferential Issue | MCA Filing | PAS-3 | Within 30 days of allotment | Event-based | |
| 23 | Sec 66 | Reduction of Share Capital | NCLT + MCA | INC-28 | Within 30 days of order | Event-based | |
| 24 | Sec 23 | Public Issue / Listing of Securities | SEBI + MCA | Various | As per applicable law | Event-based | |
| 25 | Sec 77 | Creation of Charge | MCA Filing | CHG-1 | Within 30 days of creation | Event-based | |
| 26 | Sec 78 | Charge Registration by Holder | MCA Filing | CHG-1 | Within 30 days | Event-based | |
| 27 | Sec 82 | Satisfaction of Charge | MCA Filing | CHG-4 | Within 30 days of satisfaction | Event-based | |
| 28 | Sec 92 | Annual Return | MCA Filing | MGT-7 / MGT-7A | Within 60 days of AGM | Annual | |
| 29 | Sec 92 | Certification of Annual Return by PCS | MCA Filing | MGT-8 | Filed along with MGT-7 | Annual | |
| 30 | Sec 137 | Filing of Financial Statements | MCA Filing | AOC-4 | Within 30 days of AGM | Annual | |
| 31 | Sec 134 | Board Report | MCA Filing | Part of AOC-4 | Filed along with financial statements | Annual | |
| 32 | Sec 184 | MBP-1 — Director's Disclosure of Interest | Internal | Declaration | At first Board Meeting of each financial year | Annual | |
| 33 | Sec 204 | Secretarial Audit Report | MCA Filing | MR-3 (Annexure to Board Report) | Filed with Board Report annually | Annual | |
| 34 | Sec 173 | Board Meetings — Minimum 4 per Year | Internal | Minutes | Quarterly; gap not exceeding 120 days | Periodic | |
| 35 | Sec 117 | Filing of Resolutions with Registrar | MCA Filing | MGT-14 | Within 30 days of passing resolution | Event-based | |
| 36 | Sec 13 | Change in Memorandum of Association (MOA) | MCA Filing | MGT-14 | Within 30 days of alteration | Event-based | |
| 37 | Sec 14 | Change in Articles of Association (AOA) | MCA Filing | MGT-14 | Within 30 days of alteration | Event-based | |
| 38 | Sec 12 | Change in Registered Office | MCA Filing | INC-22 | Within 30 days of change | Event-based | |
| 39 | Sec 18 | Conversion of Company | MCA Filing | INC-27 | Within 15 days of conversion | Event-based | |
| 40 | Sec 139 | Appointment of Auditor (subsequent) | MCA Filing | ADT-1 | Within 15 days of AGM | Event-based | |
| 41 | Sec 140 | Resignation of Auditor | MCA Filing | ADT-3 | Within 30 days of resignation | Event-based | |
| 42 | Sec 90 | Significant Beneficial Owner (SBO) Declaration | MCA Filing | BEN-2 | Within 30 days of receipt of declaration | Event-based | |
| 43 | Sec 179 | Board Resolutions — Borrowings, etc. | MCA Filing | MGT-14 | Within 30 days of passing resolution | Event-based | |
| 44 | Sec 455 | Application for Dormant Status | MCA Filing | MSC-1 | As applicable | Event-based |
Covers SEBI LODR, SAST and PIT Regulations. Use filters below to drill down by regulatory framework or periodicity.
| # | Regulation | Compliance | Framework | Timeline | Format / Mode | Periodicity | Applicable |
|---|---|---|---|---|---|---|---|
| 1 | Reg 6 – LODR | Appointment of Compliance Officer | LODR | Within 3 months of vacancy | SE Intimation | Event-based | |
| 2 | Reg 7 – LODR | Appointment / Change of Registrar & Transfer Agent (RTA) | LODR | Within 7 days of appointment/change | Tripartite Agreement + SE Filing | Event-based | |
| 3 | Reg 9 – LODR | Preservation of Documents Policy | LODR | Continuous — Board approved policy to be in place | Board Approved Policy | Continuous | |
| 4 | Reg 10 – LODR | Filing on Stock Exchange Platform | LODR | As prescribed by NSE/BSE | NSE/BSE Electronic System | Continuous | |
| 5 | Reg 12 – LODR | Payment of Dividend/Interest through Electronic Banking Mode | LODR | As applicable | Electronic Banking Mode | Event-based | |
| 6 | Reg 13(1) – LODR | Redressal of Investor Complaints via SCORES | LODR | Within 21 days of receipt of complaint | SCORES | Continuous | |
| 7 | Reg 13(3) – LODR | Statement of Investor Complaints | LODR | Within 21 days of end of each quarter | SE Format | Quarterly | |
| 8 | Reg 14 – LODR | Payment of Annual Listing Fees | LODR | As specified by the Stock Exchange | Exchange Invoice | Annual | |
| 9 | Reg 17 – LODR | Board Composition — Minimum 6 directors; at least 1/3 Independent Directors | LODR | Continuous compliance | Annual Report Disclosure | Continuous | |
| 10 | Reg 17(8) – LODR | CEO/CFO Certificate on Financial Statements | LODR | Along with quarterly/annual financial results | Signed Certificate | Quarterly | |
| 11 | Reg 18 – LODR | Audit Committee — Constitution and Functioning | LODR | Continuous compliance | Board Records | Continuous | |
| 12 | Reg 19 – LODR | Nomination and Remuneration Committee (NRC) | LODR | Continuous compliance | Policy Document | Continuous | |
| 13 | Reg 20 – LODR | Stakeholders Relationship Committee | LODR | Continuous compliance | Board Records | Continuous | |
| 14 | Reg 21 – LODR | Risk Management Committee | LODR | Continuous compliance | Risk Policy | Continuous | |
| 15 | Reg 22 – LODR | Vigil Mechanism / Whistle Blower Policy | LODR | Continuous compliance | Policy Document | Continuous | |
| 16 | Reg 23 – LODR | Related Party Transactions (RPT) — Prior Approval & Omnibus Approval | LODR | Prior Audit Committee approval; half-yearly reporting | Audit Committee Approval + SE Disclosure | Continuous | |
| 17 | Reg 23(9) – LODR | RPT Disclosure on Stock Exchange | LODR | Within 30 days of end of each half-year | SE Format | Half-yearly | |
| 18 | Reg 24 – LODR | Subsidiary Governance — Board Oversight | LODR | Continuous compliance | Board Notes | Continuous | |
| 19 | Reg 24A – LODR | Secretarial Audit Report | LODR | Within 60 days from end of financial year | MR-3 | Annual | |
| 20 | Reg 25 – LODR | Independent Directors — Compliance with Obligations | LODR | Continuous compliance | Declaration | Continuous | |
| 21 | Reg 26 – LODR | Director / KMP Obligations and Disclosures | LODR | Continuous compliance | Disclosure | Continuous | |
| 22 | Reg 27(2) – LODR | Corporate Governance Report | LODR | Within 21 days of end of each quarter | SE Format (XML/PDF) | Quarterly | |
| 23 | Reg 28 – LODR | In-principle Approval for Issuance of Securities | LODR | Before issue of securities | SE Filing | Event-based | |
| 24 | Reg 29 – LODR | Prior Intimation of Board Meeting | LODR | 2–5 working days prior to meeting | SE Filing | Event-based | |
| 25 | Reg 30 – LODR | Material Events / Information Disclosure | LODR | Within 24 hours; within 30 minutes for board meeting outcomes | SE Filing (PDF/XML) | Event-based | |
| 26 | Reg 31 – LODR | Shareholding Pattern | LODR | Within 21 days of end of each quarter | XBRL/XML | Quarterly | |
| 27 | Reg 32 – LODR | Statement of Deviation / Variation in Use of Funds | LODR | Within 45 days of end of each quarter | SE Format | Quarterly | |
| 28 | Reg 33(3)(a) – LODR | Quarterly Financial Results | LODR | Within 45 days of end of each quarter | XBRL + Limited Review Report | Quarterly | |
| 29 | Reg 33(3)(d) – LODR | Annual Financial Results | LODR | Within 60 days of end of financial year | XBRL + Audit Report | Annual | |
| 30 | Reg 34 – LODR | Annual Report | LODR | Within 21 days of AGM | Annual | ||
| 31 | Reg 36 – LODR | Notice of AGM / EGM to Stock Exchange | LODR | Prior to the date of meeting | Event-based | ||
| 32 | Reg 37 – LODR | Scheme of Arrangement — SE Approval | LODR | Before filing with NCLT | SE Approval | Event-based | |
| 33 | Reg 38 – LODR | Minimum Public Shareholding (MPS) | LODR | Continuous compliance | Compliance Disclosure | Continuous | |
| 34 | Reg 39 – LODR | Loss of Share Certificate — Intimation | LODR | Within 2 working days of receipt of intimation | SE Filing | Event-based | |
| 35 | Reg 40(9) – LODR | PCS Certificate for Share Transfer/Transmission | LODR | Within 1 month of end of each half-year | Certificate | Half-yearly | |
| 36 | Reg 40(10) – LODR | Filing of PCS Certificate on Stock Exchange | LODR | Within 1 month of end of each half-year | SE Filing | Half-yearly | |
| 37 | Reg 42 – LODR | Intimation of Record Date / Book Closure | LODR | At least 7 working days prior | SE Intimation | Event-based | |
| 38 | Reg 44 – LODR | Voting Results — Remote E-voting & Poll | LODR | Within 2 working days of conclusion of meeting | SE Format | Event-based | |
| 39 | Reg 45 – LODR | Change of Name — Prior Approval | LODR | Prior approval from Stock Exchange required | SE Filing | Event-based | |
| 40 | Reg 46(2) – LODR | Website Disclosures — Company Details, Board Composition, Policies (Code of Conduct, RPT Policy, Vigil Mechanism, NRC Criteria, Material Subsidiary Policy) | LODR | Immediate update upon change/adoption | Website (HTML/PDF) | Continuous | |
| 41 | Reg 46(2)(j) – LODR | Familiarisation Programme Details for Independent Directors — Website | LODR | Periodic update after each programme | Website (PDF) | Continuous | |
| 42 | Reg 46(2)(m) & (n) – LODR | Financial Results and Shareholding Pattern on Website | LODR | Within 2 working days of filing with Stock Exchange | Website (PDF) | Quarterly | |
| 43 | Reg 46(2)(p) & (q) – LODR | Schedule of Analyst Meets and Investor Presentations on Website | LODR | Prior to or within 2 working days of meeting/presentation | Website (PDF) | Event-based | |
| 44 | Reg 46(2)(r) – LODR | Audio/Video Recordings & Transcripts of Earnings Calls on Website | LODR | Within prescribed timeline after earnings call | Website (Audio/PDF) | Quarterly | |
| 45 | Reg 46(2)(t) – LODR | Annual Return (MGT-7) on Website | LODR | Within 2 working days of filing with MCA | Website (PDF) | Annual | |
| 46 | Reg 47 – LODR | Newspaper Advertisement — Financial Results / Notices | LODR | Within 48 hours of filing with Stock Exchange | Newspaper Publication | Event-based | |
| 47 | Reg 3(1) – SAST | Open Offer — Acquisition of 25% or more voting rights | SAST | Immediate — Public Announcement on trigger | PA + SE Filing + Newspaper | Event-based | |
| 48 | Reg 3(2) – SAST | Creeping Acquisition — More than 5% in a financial year | SAST | Immediate — Public Announcement on trigger | PA + SE Filing + Newspaper | Event-based | |
| 49 | Reg 4 – SAST | Acquisition of Control — Directly or Indirectly | SAST | Immediate — Public Announcement on trigger | PA + SE Filing + Newspaper | Event-based | |
| 50 | Reg 5 – SAST | Indirect Acquisition — Through Holding Entity | SAST | Immediate upon triggering | PA + DPS | Event-based | |
| 51 | Reg 5A – SAST | Delisting Intent Disclosure During Open Offer | SAST | At the stage of PA/DPS | PA + DPS | Event-based | |
| 52 | Reg 6 – SAST | Voluntary Open Offer | SAST | Immediate upon decision to acquire | PA + SE Filing + Newspaper | Event-based | |
| 53 | Reg 8 – SAST | Offer Price Disclosure | SAST | At DPS/LOF stage | DPS + LOF | Event-based | |
| 54 | Reg 10 – SAST | Exempt Acquisitions — Disclosure of Exemption | SAST | As required under regulation | SE Filing — Disclosure | Event-based | |
| 55 | Reg 13 – SAST | Public Announcement (PA) | SAST | Immediate upon trigger event | PA — SE + Newspaper | Event-based | |
| 56 | Reg 14 – SAST | Detailed Public Statement (DPS) | SAST | Within 5 working days of PA | DPS — SE + Newspaper | Event-based | |
| 57 | Reg 16 – SAST | Draft Letter of Offer (DLOF) Filing with SEBI | SAST | Within 5 working days of DPS | DLOF — SE Filing | Event-based | |
| 58 | Reg 18 – SAST | Final Letter of Offer (LOF) Dispatch to Shareholders | SAST | Before commencement of tendering period | LOF — SE + Shareholders | Event-based | |
| 59 | Reg 19 – SAST | Tendering Period for Open Offer | SAST | Minimum 10 working days | NA | Event-based | |
| 60 | Reg 21 – SAST | Completion of Acquisition — Settlement | SAST | Within 10 working days of offer closure | Payment | Event-based | |
| 61 | Reg 22 – SAST | Payment of Consideration to Shareholders | SAST | Within 10 working days of acceptance of shares | Payment | Event-based | |
| 62 | Reg 27 – SAST | Post Offer Advertisement | SAST | Within 5 working days of completion of offer | SE + Newspaper | Event-based | |
| 63 | Reg 29 – SAST | Disclosure of Acquisition / Disposal — Threshold Crossings | SAST | Within 2 working days of crossing threshold | SE Filing | Event-based | |
| 64 | Reg 3 – PIT | Restriction on Communication of Unpublished Price Sensitive Information (UPSI) | PIT | Continuous — Immediate restriction | Internal Policy / Controls | Continuous | |
| 65 | Reg 3(5) – PIT | Structured Digital Database (SDD) — Maintenance of UPSI Sharing Records | PIT | Entry within 2 days of sharing UPSI | Internal Database | Continuous | |
| 66 | Reg 4 – PIT | Prohibition on Insider Trading | PIT | Continuous — Immediate restriction on trade while in possession of UPSI | Internal Monitoring | Continuous | |
| 67 | Reg 5 – PIT | Trading Plan — Approval by Compliance Officer | PIT | Approval within 2 trading days of submission | SE Filing + Internal Records | Event-based | |
| 68 | Reg 5(2) – PIT | Cooling-off Period for Trading Plan | PIT | 120 days before commencement of trading under plan | Internal — Plan Condition | Event-based | |
| 69 | Reg 5(5) – PIT | Disclosure of Approved Trading Plan on SE | PIT | Same day as approval of plan | SE Filing | Event-based | |
| 70 | Reg 6 – PIT | General Disclosures — Holdings by Insiders | PIT | As specified under the regulation | Internal Records | Continuous | |
| 71 | Reg 7(1)(b) – PIT | Initial Disclosure of Shareholding by KMP / Director upon Appointment | PIT | Within 7 days of appointment | Form B — Company + SE | Event-based | |
| 72 | Reg 7(2) – PIT | Continual Disclosure by Insider upon Trade (above threshold) | PIT | Within 2 trading days of trade | Form C — Company + SE | Event-based | |
| 73 | Reg 7(2) – PIT | Company Disclosure to Stock Exchange on Receipt of Insider Disclosure | PIT | Within 2 trading days of receipt | SE Filing | Event-based | |
| 74 | Reg 8 – PIT | Code of Fair Disclosure — Publication on Website | PIT | Immediate upon adoption or change of policy | Website — Policy Document | Continuous | |
| 75 | Reg 9 – PIT | Code of Conduct for Insiders — Adoption & Implementation | PIT | Continuous compliance | Internal Policy | Continuous | |
| 76 | Reg 9A – PIT | Internal Controls for UPSI Handling | PIT | Continuous compliance | Internal Systems | Continuous | |
| 77 | Reg 9A(4) – PIT | Inquiry on Leak of UPSI — Intimation to SEBI / SE | PIT | Prompt intimation upon detection of leak / suspected leak | SE + Internal Report | Event-based | |
| 78 | Reg 9A(5) – PIT | Whistle Blower Mechanism — Implementation | PIT | Continuous compliance | Internal Policy | Continuous |
Under the LLP Act, 2008 and LLP Rules, 2009.
| # | Section / Rule | Compliance | Mode | Form | Timeline | Periodicity | Applicable |
|---|---|---|---|---|---|---|---|
| 1 | Sec 11 | Incorporation of LLP | MCA Filing | FiLLiP | At time of incorporation | One-time | |
| 2 | Rule 21 | LLP Agreement Filing | MCA Filing | Form 3 | Within 30 days of incorporation | Event-based | |
| 3 | Sec 25 | Registered Office of LLP — Intimation / Change | MCA Filing | Form 15 | Within 30 days of change | Event-based | |
| 4 | Sec 7 | Minimum Two Designated Partners | Internal | NA | Continuous compliance | Continuous | |
| 5 | Sec 7(4) | Consent of Designated Partner | MCA Filing | Form 9 | At time of appointment | Event-based | |
| 6 | Sec 25(2) | Appointment / Cessation of Partner or Designated Partner | MCA Filing | Form 4 | Within 30 days of appointment / resignation / change | Event-based | |
| 7 | Sec 8 | Liability of Designated Partner — Continuous Obligation | Internal | NA | Continuous compliance | Continuous | |
| 8 | Sec 23 | LLP Agreement — Execution | MCA Filing | Form 3 | Within 30 days of execution | Event-based | |
| 9 | Sec 23 | Change in Profit Sharing / Terms of LLP Agreement | MCA Filing | Form 3 | Within 30 days of amendment | Event-based | |
| 10 | Sec 34 | Statement of Account & Solvency | MCA Filing | Form 8 | On or before 30th October every year | Annual | |
| 11 | Sec 35 | Annual Return | MCA Filing | Form 11 | On or before 30th May every year | Annual | |
| 12 | Sec 34(4) | Audit of Accounts (if turnover > ₹40L or contribution > ₹25L) | Internal | Audit Report | Before filing of Form 8 i.e. before 30th October | Annual | |
| 13 | LLP Rules | Maintenance of Books of Account | Internal | Records | Continuous — updated on ongoing basis | Continuous | |
| 14 | Sec 60 | Compromise / Arrangement | NCLT + MCA | Form 22 | Within 30 days of order | Event-based | |
| 15 | Sec 62 | Winding Up of LLP | MCA / NCLT | Form 22 | As applicable | Event-based | |
| 16 | Rule 17 | Change in Name of LLP | MCA Filing | Form 5 | Within 30 days of approval | Event-based | |
| 17 | Sec 37 | Filing of Court / Tribunal Orders | MCA Filing | Form 22 | Within 30 days of order | Event-based | |
| 18 | LLP Rules | DIN / DPIN Compliance — Annual KYC | MCA Filing | DIR-3 KYC | As prescribed (annually by 30th September) | Periodic |